Qualification description for FNS50822 Diploma of Finance and Mortgage Broking management.
This qualification reflects management roles in finance and mortgage broking where work is undertaken independently, through an aggregator, or involves managing a workplace team. At this level individuals are expected to apply theoretical knowledge and specialised skills in a range of situations and display initiative and judgement in completing activities. They have autonomy in performing complex technical operations and may be responsible for the work of others within broad but generally well-defined parameters.
Licensing, legislative, regulatory or certification considerations
Work functions in the occupational areas where this qualification may be used are subject to regulatory requirements. Refer to the relevant regulator for specific guidance on requirements.
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Entry requirements
All students should have a conversation with our staff in order to acknowledge their eligibility for assessment. We don’t accept new industry entrants to this course. This assessment requires you to already have a relevant CERT IV in Finance and Mortgage broking certificate.
Packaging rules
Total number of units = 15
10 core units plus
5 elective units, of which:
- at least 3 must be from the elective units listed below
- up
to 2 may be from this qualification or any other currently endorsed
Certificate IV or above training package qualification or accredited
course.
Elective units must be relevant to the work environment and the
qualification, maintain the overall integrity of the AQF alignment, not
duplicate the outcome of another unit chosen for the qualification, and
contribute to a valid industry-supported vocational outcome.
We have chosen the following units for our course.
Core units
- FNSCUS511 Develop and maintain professional relationships in financial services industry
- FNSFMB411 Prepare loan applications on behalf of clients
- FNSFMB412 Identify client needs and present broking options
- FNSFMB512 Identify and develop credit options for clients with special financial circumstances
- FNSFMB513 Present credit options to clients with special financial circumstances
- FNSFMB514 Implement complex loan structures
- FNSFMK515 Comply with financial services regulation and industry codes of practice
- FNSINC411 Conduct work according to professional practices in the financial services industry
- FNSINC514 Apply ethical frameworks and principles to make and act upon decisions
- FNSRSK511 Undertake risk identification
Elective units
- BSBHRM413 Support the learning and development of teams and individuals
- FNSFMB514 Implement complex loan structures
- BSBPEF501 Manage personal and professional development
- BSBSUS511 Develop workplace policies and procedure for sustainability
- FNSINC412 Apply and maintain knowledge of financial products and services
We require:
One five hour zoom session conducted with an experienced industry professional
Seven tasks that have been specifically chosen to meet regulatory requirements.
This qualification reflects management roles in finance and mortgage broking where work is undertaken independently, through an
aggregator, or involves managing a workplace team. At this level individuals are expected to apply theoretical knowledge and specialised
skills in a range of situations and display initiative and judgement in completing activities. They have autonomy in performing complex
technical operations and may be responsible for the work of others within broad but generally well-defined parameters.
Licensing, legislative, regulatory or certification considerations
Work functions in the occupational areas where this qualification may be used are subject to regulatory requirements. Refer to the relevant regulator for specific guidance on requirements.